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Registration, Networking & Exhibits
1:00 PM  to  1:50 PM
Welcome and Opening Remarks
1:50 PM  to  1:55 PM
Moderator: Jeff Benjamin. Senior Columnist. InvestmentNews.
When, Why and How to Successfully Use TAMPs
1:55 PM  to  2:45 PM

An increasing number of advisers are now turning to TAMPs for portfolio accounting and reporting to allow them more time for client advice.

Anthony DiRito. Eastern Sales and Consulting Divisional Manager. AssetMark.
Steve Richardson. President. Richardson Financial Services.
David Wood. Founder and Chief Visionary Officer. Gateway Financial Partners, LLC.
Fee-Based Insurance & Annuities (1 CE Credit)
2:45 PM  to  3:35 PM

This session will explore the many options available that allow RIAs to deliver a wide array of best-in-class solutions to their clients. Our panel of experts will do a deep dive into various offerings in the insurance and annuities space– all of which can be delivered without the need of a broker-dealer or Series 7 License.

Jonathan Barth. Regional Vice President, Member Success. DPL Financial Partners.
Tracy Fraser. Dir, Institutional Annuity Markets, National Accounts/Global Relationships. Transamerica.
Matt Ohme, CFP, CIMA, CLU. SVP, Channel Head, Advisory & Strategic Accounts. Allianz Life Financial Services.
Paul Waldeier. Assistant Vice President, RIA Distribution. Lincoln Financial Distributors.
Moderator: Chuck Failla. Founder & CEO. Sovereign Financial Group.
Market & Political Outlook (1 CE Credit)
3:35 PM  to  4:25 PM

Mid-term races are in full swing and this November we’ll be onsite at the RIA Summit while the ballots are being tallied. Join us as we take a macro look at the implications of potential outcomes of the elections and what it could all mean for the market and political landscape.

Sohini Chowdhury. Director and Senior Economist. Moody's Analytics.
Welcome Reception & Exhibits
4:25 PM  to  5:25 PM

InvestmentNews is the trusted resource for financial advisers. Our multi-platform approach consists of quality content, data and information, served to advisers across our premium magazine, digital, research, custom, and events. Our extensive reach includes 1.1 million financial services professionals who influence more than $23T in managed assets.*  

Our technology-led platforms and intelligence, coupled with our reader engagement, has allowed us to provide extensive coverage and analysis of important topics in the financial advisory industry, ultimately providing our audience with content that enables them to do their jobs better.

*Source: Advantage, Google Analytics, Microsoft Dynamics, Cvent, LSC PagePro, LinkedIn, Twitter, Facebook, July 2020.

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