Registration, Networking & Exhibits
1:00 PM to
1:50 PM
Welcome and Opening Remarks
1:50 PM to
1:55 PM
Speaker:
Moderator: Jeff Benjamin.
Senior Columnist.
InvestmentNews.
When, Why and How to Successfully Use TAMPs
1:55 PM to
2:45 PM
An increasing number of advisers are now turning to TAMPs for portfolio accounting and reporting to allow them more time for client advice.
Speakers:
Anthony DiRito.
Eastern Sales and Consulting Divisional Manager.
AssetMark.
Steve Richardson.
President.
Richardson Financial Services.
David Wood.
Founder and Chief Visionary Officer.
Gateway Financial Partners, LLC.
Fee-Based Insurance & Annuities (1 CE Credit)
2:45 PM to
3:35 PM
This session will explore the many options available that allow RIAs to deliver a wide array of best-in-class solutions to their clients. Our panel of experts will do a deep dive into various offerings in the insurance and annuities space– all of which can be delivered without the need of a broker-dealer or Series 7 License.
Speakers:
Jonathan Barth.
Regional Vice President, Member Success.
DPL Financial Partners.
Tracy Fraser.
Dir, Institutional Annuity Markets, National Accounts/Global Relationships.
Transamerica.
Matt Ohme, CFP, CIMA, CLU.
SVP, Channel Head, Advisory & Strategic Accounts.
Allianz Life Financial Services.
Paul Waldeier.
Assistant Vice President, RIA Distribution.
Lincoln Financial Distributors.
Moderator: Chuck Failla.
Founder & CEO.
Sovereign Financial Group.
Market & Political Outlook (1 CE Credit)
3:35 PM to
4:25 PM
Mid-term races are in full swing and this November we’ll be onsite at the RIA Summit while the ballots are being tallied. Join us as we take a macro look at the implications of potential outcomes of the elections and what it could all mean for the market and political landscape.
Speaker:
Sohini Chowdhury.
Director and Senior Economist.
Moody's Analytics.
Welcome Reception & Exhibits
4:25 PM to
5:25 PM
